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|Court Services|
Statewide Mediation Program
What is Mediation?
Mediation is a dispute resolution process in which an
impartial third party - the mediator - facilitates negotiations among the
parties to help them reach a mutually acceptable settlement.The major
distinction of mediation is that a mediator does not make a decision about the
outcome of the case. The parties, with the assistance of their attorneys, work
toward a solution with which they are comfortable.
What is the Program?
The New Jersey Supreme Court Committee on Complementary
Dispute Resolution developed this mediation program, for use in Civil, General
Equity and Probate cases. It began as a pilot July 1, 1995. Following
submission of an evaluation report, the Supreme Court approved the program for
permanent status effective September 1, 1998 and asked for a further report
after two years. Participants in mediation (clients, attorneys and mediators)
will be asked to complete a brief survey designed to get their impressions of
the mediation sessions.
How is a Mediator Selected a Case?
Mediators participating in the program have been approved
for inclusion on a roster by a subcommittee of the Committee on Complementary
Dispute Resolution. Mediators meet training requirements set forth in Court
Rule 1:40-10 and other criteria adopted by the subcommittee. When a case is
referred to mediation, the parties have the opportunity to agree on a mediator
from the roster, or they may select any other individual they feel is suitable.
If they cannot agree, the judge will assign a mediator to the case.
How Much does Mediation Cost?
Under Court Rule 1:40-4(a), the mediator provides the first
three hours on a case without charge, which would include a first session.
Thereafter, mediators will generally be paid their market rate fee (to be
shared by the parties). Fees will be waived in any case covered by Rule
1:13-2(a).
What Happens in Mediation?
There are certain ground rules the mediator will ask
participants to follow in mediation. The first, and most important, is that
with a few exceptions covered in Court Rule 1:40-4(b), what goes on in
mediation is confidential. That is, what is said in mediation cannot be
discussed outside of the mediation process unless the parties consent. Prior to
mediation, the mediator will usually ask the attorneys to prepare a brief
summary of the issues in dispute. Then, at the mediation session, the mediator
will ask attorneys and their clients to make brief presentations about the
issues from their own perspectives. After that, the mediator will help the
parties to explore areas of possible compromise and to develop a solution that
meets everybody's interests. Sometimes the mediator may meet with the parties
separately for a private discussion that might help move the parties toward a
resolution. If an agreement is reached, the mediator will notify the court and
a document will be drawn up specifying the agreement. When everybody signs the
agreement, the attorneys should request the court to dismiss the case.
What Are the Roles of Counsel and Litigants in
Mediation?
Attorneys and their parties are required to make a good
faith effort to cooperate with the mediator and engage in constructive dialogue
regarding ways to meet client interests in a mutually acceptable settlement.
Attorneys should prepare their clients prior to mediation by explaining what
will happen, and what the roles of attorneys and clients are. They should also
agree on who will be the principal spokesperson in presenting the party's view
early in the mediation session. For example, attorneys may make brief opening
summaries of the issues as they see them, but clients should also be given an
opportunity to speak. When it comes to discussing terms of settlement, the
litigants must play an active part, for it is their case and their settlement.
During this process, attorneys should provide counsel on the advisability of
settlement options, suggest options and be available for any other consultation
with their clients.
How Does a Case Get Into Mediation?
Appropriate cases for referral can be identified by judges,
court staff, or the parties themselves, at any point in the life of a case. A
form of order for referral is prepared and signed by the judge.
What Kinds of Cases Could Benefit from Mediation?
Mediation has been used successfully in a broad range of
cases which exhibit characteristics such as: the parties have an ongoing
business or personal relationship or have had a significant past relationship;
communication problems exist between the parties; the principal barriers to
settlement are personal or emotional; parties want to tailor a solution to meet
specific needs or interests; cases involve complex technical or scientific data
requiring particular expertise; the parties have an incentive to settle because
of time, cost of ligation, or drain on productivity; the parties wish to retain
control over the outcome of the case; or the parties seek a more private forum
for the resolution of their dispute. While there isn't any case type that
couldn't potentially benefit, commercial, construction, products liability,
environmental and Law Against Discrimination (LAD) cases, and certain General
Equity and Probate cases are particularly suited to mediation because they tend
to exhibit some of the characteristics described above.
At What Time in the Process Should a Case be Referred to
Mediation?
The earlier that a case can be referred to mediation, the
greater the likelihood that parties can resolve their dispute at cost savings
to themselves and the court. Parties should feel they have enough information
to discuss the dispute, which may mean that some discovery should be completed.
Mediators can also help the parties to determine just how much discovery is
needed. Even if discovery has been completed, settlement negotiations have been
unsuccessful, or the parties are close to a trial date, the mediation process
may still help the parties reach a mutually acceptable agreement.
What if the Case Isn't Resolved in Mediation?
Sometimes the parties are unable to reach agreement, or only
agree on certain aspects of the dispute. If certain aspects are still
unresolved, the parties may wish to submit that portion to an expert for an
opinion (binding or non-binding) or use some other creative means. The case can
also be returned to court, and continue on track towards trial. Even in these
cases, the mediation process may have helped the parties move toward an
ultimate settlement.
This brochure was prepared by: The New Jersey
Administrative Office of the Courts Office of Trial Court Services
September 1998 COMPLEMENTARY DISPUTE
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